Article on Singapore Securities & Financial Services Regulation

Hans Tjio recently published an Article entitled, 25. Securities and Financial Services Regulation, 17 Singapore Academy of L. Annual Rev. (2016). Provided below is an abstract of the Article:

This is a survey of all the Singapore cases in the past year in the area of what can broadly be termed capital markets regulation (including those heard by the State Courts, given that financial regulation often creates criminal offences that are first heard there). Following convention, these can largely be further classified into the following categories: markets and exchange regulation; licensing of intermediaries and conduct of business rules; issuer regulation and securities offerings; insider trading and market abuse.